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Annex C - Managing Spectrum through the Market

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Questions on which views are sought

If you wish, you may use this Annex as a pro forma for your response. If you do, please tick the box that most closely matches your view where there is a multiple choice and use the space provided for any further comment. Please continue on a separate sheet if there is insufficient space.

The introduction of spectrum trading in the form of:

(a) simple transferability of assignments;

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree

 

(b) the selective application of more complex variants.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree

 

Comment

Specific questions

1) The balance between spectrum management and market forces, the proposed regulatory framework for spectrum trading outlined above and whether other restrictions would be necessary or desirable.



 

2) Whether there is a need for specific Wireless Telegraphy Act powers, in addition to general competition legislation and existing powers in relation to telecommunications and broadcasting, to prevent anti-competitive practices in relation to spectrum trading.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree



3) The introduction of spectrum trading on the basis of licensing under section 1 of the Wireless Telegraphy Act 1949 without converting to spectrum property rights.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree




4) The extent to which it would be feasible or beneficial to give users flexibility to change the use to which assignments are put without applying for a new licence.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree



 

5) Ways in which users would intend to take advantage of tradability and the licence classes for which different forms of spectrum trading would be particularly beneficial;




6) Whether there are trading modes other than those described that should be considered.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree

If so, what are they?




7) The extent to which more complex trading modes should be permitted in different licence classes.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree




8) Whether there is a need to distinguish in the implementation of spectrum trading between licences that have been auctioned and licences that are subject to administrative pricing.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree






9) What mechanisms would be desirable to minimise the opportunity for windfall gains and to control speculation under a system of spectrum trading

 




and, in particular, whether there should, in some circumstances, be provision to recover windfall gains.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree

 


If so, what form should such a provision take, in what circumstances should it apply and how should the amount to be recovered be assessed?

10) (a) The proposals for a selective, phased introduction of spectrum trading.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree




(b) Whether UMTS licences should be made tradable, should legislation permit.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree





11) Whether the basis of licences that are tradable should be changed from perpetual to fixed term.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree




12) If so, how long that term should be for the various licence categories.





13) How the market might work in practice, the types of market mechanisms that might evolve and how these should be regulated.



14) Whether it would be advantageous to develop the concept of market intermediaries.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree




15) The proposals in section 5 on how spectrum trading and the various trading modes might be applied in practice to different licence categories.

strongly agree / agree / neither agree nor disagree / disagree / strongly disagree

 

 

16) (a) The draft RIA at Annex B.

 

 

 

(b) The likely cost implications and any cost savings or other benefits which would be likely to arise as a result of the proposals in this document.

 

 

(c) The areas where the main costs and benefits are likely to occur and which are recurring and which are non-recurring, expressed both as an absolute amount and as a percentage of annual turnover.

It would be helpful in analysing responses to have the following information.

Your name
Position in organisation
Organisation Type of organisation (please tick)

Aeronautical/marine

Broadcaster

CBS/PAMR service provider

Dealer/supplier

Emergency service

Manufacturer

Private business radio user

(e.g. taxi company, courier etc - please indicate)

Public telecommunications operator

Representative body

Scientific/engineering

Other (please indicate)

If your organisation is a business, is it:

small (fewer than 100 employees)

medium (100-499 employees)

large (500+ employees)

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RA 335
OCTOBER 1998
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